GRCRegulation

3PS 310

Banking, Insurance and Life Insurance (Prudential Standard) Determination No. 4 of 2016 - Prudential Standard 3PS 310 Audit and Related Matters

This prudential standard sets out auditing and related responsibilities for entities operating within the banking, insurance, and life insurance sectors in Australia. It is part of the regulatory framework administered by the Department of Treasury under the Banking Act, Insurance Act, and Life Insurance Act.

Overview

Prudential Standard 3PS 310 addresses audit and compliance requirements for financial institutions in the banking, insurance, and life insurance sectors. It outlines the responsibilities of these entities to ensure the accuracy and reliability of financial reporting and compliance with prudential requirements. Issued as a legislative instrument under key financial legislation, it forms part of Australia's broader framework to maintain the integrity and stability of its financial systems. Administered by the Department of Treasury, the standard emphasizes external auditing, reporting obligations, and associated matters relevant to these industries.

Related in GRC

GRCStandard

APS 222 — Prudential Standard APS 222: Associations with Related Entities

APS 222 is a prudential standard issued by the Australian Prudential Regulation Authority (APRA) aimed at ensuring that authorised deposit-taking institutions (ADIs) identify, monitor, and control risks related to their associations and dealings with related entities. It mandates policies and limits on exposures to mitigate contagion and step-in risks.

Australian Prudential Regulation Authority (APRA) • Australia • vJanuary 2015

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GRCRegulation

APS 220 — Prudential Standard APS 220 Credit Risk Management

APS 220 sets requirements for authorised deposit-taking institutions (ADIs) to establish a comprehensive credit risk management framework. The standard includes strategies, policies, and procedures for identifying, assessing, and mitigating credit risks.

Australian Prudential Regulation Authority (APRA) • Australia • vSeptember 2020

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GRCRegulation

APS 210 — Prudential Standard APS 210 Liquidity

APS 210 Liquidity is a prudential standard issued by APRA requiring authorised deposit-taking institutions (ADIs) to adopt prudent practices in managing liquidity risks. It mandates maintaining adequate liquidity to meet obligations under various operating scenarios, including severe stress situations.

Australian Prudential Regulation Authority (APRA) • Australia

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GRCRegulation

Prudential Standard 3PS 222 — Banking, Insurance and Life Insurance (Prudential Standard) Determination No. 3 of 2016 - Prudential Standard 3PS 222 Intra-group Transactions and Exposures

Prudential Standard 3PS 222 establishes requirements for managing intra-group transactions and exposures within banking, insurance, and life insurance entities in Australia. It aims to ensure financial stability and risk management in group entities regulated under relevant Australian financial laws.

Department of the Treasury • Australia • v14 September 2016

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