GRCGuideline

RG 1

Regulatory Guide 1: Applying for and varying an AFS licence

This regulatory guide provides details on the process for applying for and varying an Australian Financial Services (AFS) licence. It outlines ASIC’s approach to assessing applications and the required documentation for submission.

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Overview

RG 1 outlines the steps and requirements for obtaining or modifying an Australian Financial Services (AFS) licence. It helps applicants understand the criteria and processes ASIC uses for assessment, as well as the type of information and documentation needed during the application process. The guide serves as an essential reference for businesses and individuals aiming to comply with financial regulatory obligations in Australia. Issued on June 16, 2025, this guide reflects ASIC’s ongoing commitment to transparent licensing processes in financial services.

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