GRCGuideline

RG 274

RG 274 Product Design and Distribution Obligations

This guide, issued by ASIC, outlines obligations for issuers and distributors of financial products under Part 7.8A of the Corporations Act. It provides ASIC's interpretation, expectations for compliance, and approach for administering these obligations.

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Overview

RG 274 is targeted at financial product issuers and distributors who must comply with design and distribution obligations as set out in Part 7.8A of the Corporations Act. These obligations aim to ensure financial products are designed to meet the needs of consumers and are distributed appropriately. The guide explains ASIC's interpretation of these obligations, compliance expectations, and how ASIC oversees their administration. The document also includes insights into significant dealing notification requirements and responses to prior consultations on the subject.

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