Financial Services

Items 1-12 of 36

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  1. Content, Control sets, Financial Services
    6clicks General Financial Controls
    SKU: 6clicks General Financial Controls
    The 6clicks General Financial Controls set has been created by 6clicks as a baseline for your consideration when establishing your financial controls program.  
  2. Content, Legislation, Financial Services
    Protection of Personal Information Act 2013 (Republic of South Africa)
    SKU: Protection of Personal Information Act 2013 (Republic of South A
    The Protection of Personal Information Act (PoPIA or the PoPI Act) governs the law of data protection and privacy in South Africa.
  3. Content, Financial Services, Guidelines
    APRA Prudential Practice Guide CPG 235 Managing Data Risk
    SKU: APRA Prudential Practice Guide CPG 235 Managing Data Risk
    This PPG aims to assist regulated entities in managing data risk. It is designed to provide guidance to senior management, risk management and technical specialists (both management and operational). ...
  4. Content, Financial Services, Guidelines
    APRA Prudential Practice Guide CPG 233 Pandemic Planning
    SKU: APRA Prudential Practice Guide CPG 233 Pandemic Planning
    This PPG aims to assist regulated institutions in considering and prudently managing the risks posed by a potential influenza pandemic, or any other widespread outbreak of contagious disease that coul ...
  5. Content, Standards, Financial Services
    APRA Prudential Standard CPS 232 Business Continuity Management
    SKU: APRA Prudential Standard CPS 232 Business Continuity Management
    This Prudential Standard requires each APRA-regulated institution and Head of a group to implement a whole-of-business approach to business continuity management that is appropriate to the nature and ...
  6. Content, Standards, Financial Services
    APRA Prudential Standard CPS 231 Outsourcing
    SKU: APRA Prudential Standard CPS 231 Outsourcing
    This Prudential Standard requires that all outsourcing arrangements involving material business activities entered into by an APRA-regulated institution and a Head of a group be subject to appropriate ...
  7. Content, Standards, Financial Services
    APRA Prudential Standard CPS 226 Margining and Risk Mitigation for Non-centrally Cleared Derivatives
    SKU: APRA Prudential Standard CPS 226 Margining and Risk Mitigation f
    This Prudential Standard requires an APRA covered entity to have appropriate margining practices in relation to non-centrally cleared derivatives. An APRA covered entity must exchange variation margin ...
  8. Content, Financial Services, Guidelines
    APRA Prudential Practice Guide APG 223 Residential Mortgage Lending
    SKU: APRA Prudential Practice Guide APG 223 Residential Mortgage Lend
    This PPG aims to outline prudent practices in the management of risks arising from lending secured by mortgages over residential properties, including owner-occupied and investment properties. It appl ...
  9. Content, Standards, Financial Services
    APRA Prudential Standard CPS 220 Risk Management
    SKU: APRA Prudential Standard CPS 220 Risk Management
    This Prudential Standard requires an APRA-regulated institution and a Head of a group to have systems for identifying, measuring, evaluating, monitoring, reporting, and controlling or mitigating mater ...
  10. Content, Standards, Financial Services
    APRA Prudential Standard APS 222 Associations with Related Entities
    SKU: APRA Prudential Standard APS 222 Associations with Related Entit
    This Prudential Standard requires authorised deposit-taking institutions (ADIs) to give due consideration to the risks associated with the corporate group of which they are a member and to ensure they ...
  11. Content, Standards, Financial Services
    APRA Prudential Standard APS 221 Large Exposures
    SKU: APRA Prudential Standard APS 221 Large Exposures
    This Prudential Standard requires authorised deposit-taking institutions to implement prudent measures and to set prudent limits to monitor and control their large exposures and risk concentrations.
  12. Content, Standards, Financial Services
    APRA Prudential Standard 3PS 222 Intra-group Transactions and Exposures
    SKU: APRA Prudential Standard 3PS 222 Intra-group Transactions and Ex
    This Prudential Standard requires a Level 3 Head to ensure that associations and dealings within the Level 3 group do not expose prudentially regulated institutions within the group to excessive risk.

Items 1-12 of 36

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