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CPS 230 — Prudential Standard CPS 230 Operational Risk Management
CPS 230 sets out requirements for APRA-regulated entities to effectively manage operational risks. It covers obligations on governance, risk frameworks, and risk controls to ensure resilience against operational disruptions.
Australian Prudential Regulation Authority (APRA) • Australia
RG 104 — Regulatory Guide 104: AFS Licensing: Meeting the General Obligations
This regulatory guide provides information for Australian Financial Services (AFS) licensees and applicants about compliance with general obligations under section 912A(1) of the Corporations Act. It outlines what ASIC looks for during assessments of compliance.
Australian Securities and Investments Commission (ASIC) • Australia
RG 105 — RG 105 AFS Licensing: Organisational Competence
This guide outlines the requirements for Australian financial services (AFS) licensees and applicants to meet the 'organisational competence obligation' under the Corporations Act. It provides clarity on compliance expectations relating to the qualifications, experience, and capability of key individuals within the licensee's organization.
Australian Securities and Investments Commission (ASIC) • Australia
CPS 510 — Prudential Standard CPS 510 Governance
This is a prudential standard issued by the Australian Prudential Regulation Authority (APRA) to provide requirements for governance of regulated entities. It focuses on promoting sound corporate governance practices.
Australian Prudential Regulation Authority (APRA) • Australia
RG 270 — Regulatory Guide 270: Whistleblower Policies
This guide provides entities with information on establishing whistleblower policies that comply with legal obligations under the Corporations Act. It includes guidance for both entities required to have such policies and those managing whistleblowing under legal frameworks.
Australian Securities and Investments Commission (ASIC) • Australia
RG 259 — Regulatory Guide 259: Risk management systems of fund operators
This regulatory guide provides specific guidance for Australian financial services (AFS) licensees that are responsible entities or corporate directors (fund operators) on how to comply with their obligation under s912A(1)(h) of the Corporations Act 2001 to maintain adequate risk management systems.
Australian Securities and Investments Commission (ASIC) • Australia
Partner directory
Certified resellers, integrators and advisors to help you implement and manage your GRC program.
1886 Consulting
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- Australia
Tap into our knowledge of wealth.
Governance • Risk Management • Compliance Management • GRC Advisory
19eighty Advisory
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- Australia
Business ownership is the most powerful calling.
3 Lights
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- 4001, Brisbane, Australia
GRC | Information Security | Cyber | Advisory Services | Operations
Risk Management • ISO 27001 • NIST CSF • Essential Eight
3Quotes
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- Canada
Your IT Procurement Partner
A1 Hrvatska d.o.o.
- Region
- Croatia
Croatia's leading telecommunications provider offering mobile, internet, TV, and managed security services.
Managed Security Services • Security Operations • Cloud Security
Accenture
- Region
- Australia
De-risk tomorrow by infusing cybersecurity into strategy, resilience, and protection at global scale.
GRC Advisory • Risk Management • Compliance Management • Security Operations
AfterDark Technology
- Region
- Australia
ISO 27001-certified managed IT services provider keeping Australian businesses secure, reliable, and running.
IT Managed Services • Managed Security Services • Essential Eight • ISO 27001
Archer & Round
- Region
- Australia
Cybersecurity that keeps you one step ahead with 24/7 managed SOC, vCISO, and GRC services.
Managed Security Services • Governance • Risk Management • Incident Response
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