Cyber, critical infrastructure & AI standards — all in one place.
The latest standards, laws and regulations, with curated metadata, mapped controls and expert guidance from 6clicks. Built for GRC, compliance and security teams.
Browse by industry
Browse by sector. Each page shows relevant standards, laws, regulations, and frameworks.
Explore all industriesContent Library
Showing 3 of 3
RG 181 — RG 181 AFS licensing: Managing conflicts of interest
This regulatory guide outlines the legal obligations under the Corporations Act for Australian financial services (AFS) licensees to have adequate arrangements to manage conflicts of interest. It provides specific guidance on identifying conflicts, implementing effective arrangements, and managing conflicts using appropriate tools.
Australian Securities and Investments Commission (ASIC) • Australia
RG 166 — RG 166 AFS Licensing: Financial Requirements
RG 166 provides financial requirements for holders of an Australian Financial Services (AFS) licence, which vary based on the financial products and services offered. It excludes entities regulated by the Australian Prudential Regulation Authority (APRA) that are not required to comply with specific provisions of the Corporations Act 2001.
Australian Securities and Investments Commission (ASIC) • Australia
RG 105 — RG 105 AFS Licensing: Organisational Competence
This guide outlines the requirements for Australian financial services (AFS) licensees and applicants to meet the 'organisational competence obligation' under the Corporations Act. It provides clarity on compliance expectations relating to the qualifications, experience, and capability of key individuals within the licensee's organization.
Australian Securities and Investments Commission (ASIC) • Australia
Ready to operationalize these standards?
6clicks maps regulations to controls, evidence and risks automatically.