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RG 181 — RG 181 AFS licensing: Managing conflicts of interest
This regulatory guide outlines the legal obligations under the Corporations Act for Australian financial services (AFS) licensees to have adequate arrangements to manage conflicts of interest. It provides specific guidance on identifying conflicts, implementing effective arrangements, and managing conflicts using appropriate tools.
Australian Securities and Investments Commission (ASIC) • Australia
RG 166 — RG 166 AFS Licensing: Financial Requirements
RG 166 provides financial requirements for holders of an Australian Financial Services (AFS) licence, which vary based on the financial products and services offered. It excludes entities regulated by the Australian Prudential Regulation Authority (APRA) that are not required to comply with specific provisions of the Corporations Act 2001.
Australian Securities and Investments Commission (ASIC) • Australia
RG 105 — RG 105 AFS Licensing: Organisational Competence
This guide outlines the requirements for Australian financial services (AFS) licensees and applicants to meet the 'organisational competence obligation' under the Corporations Act. It provides clarity on compliance expectations relating to the qualifications, experience, and capability of key individuals within the licensee's organization.
Australian Securities and Investments Commission (ASIC) • Australia
Partner directory
Certified resellers, integrators and advisors to help you implement and manage your GRC program.

1886 Consulting
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- Australia
Tap into our knowledge of wealth.
Governance • Risk Management • Compliance Management • GRC Advisory

19eighty Advisory
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- Australia
Business ownership is the most powerful calling.

3 Lights
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- 4001, Brisbane, Australia
Finance & Professional Services, Healthcare, Technology & Telecommunications Energy & Utilities
ISO27001 • NIST • SMB1001

3Quotes
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- Canada
Your IT Procurement Partner

A1 Hrvatska d.o.o.
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- Croatia
Croatia's leading telecommunications provider offering mobile, internet, TV, and managed security services.
Managed Security Services • Security Operations • Cloud Security

Accenture
- Region
- Australia
De-risk tomorrow by infusing cybersecurity into strategy, resilience, and protection at global scale.
GRC Advisory • Risk Management • Compliance Management • Security Operations

AfterDark Technology
- Region
- Australia
ISO 27001-certified managed IT services provider keeping Australian businesses secure, reliable, and running.
IT Managed Services • Managed Security Services • Essential Eight • ISO 27001

Archer & Round
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- Australia
Cybersecurity that keeps you one step ahead with 24/7 managed SOC, vCISO, and GRC services.
Managed Security Services • Governance • Risk Management • Incident Response
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