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RG 132 — Regulatory Guide 132: Funds management: Compliance and oversight
This regulatory guide outlines compliance and oversight obligations for managed investment schemes, retail and wholesale corporate collective investment vehicles, and other related entities. It helps responsible entities understand their obligations under the Corporations Act and other relevant laws.
Australian Securities & Investments Commission (ASIC) • Australia
Corporations Act 2001 — Corporations Act 2001
The Corporations Act 2001 is Australia’s primary legislation regulating companies and other business entities. It outlines fiduciary duties for directors, including acting in good faith, exercising care and diligence, avoiding improper use of information or position, and disclosing certain interests.
Australian Government • Australia • v28 September 2017
RG 270 — Regulatory Guide 270: Whistleblower Policies
This guide provides entities with information on establishing whistleblower policies that comply with legal obligations under the Corporations Act. It includes guidance for both entities required to have such policies and those managing whistleblowing under legal frameworks.
Australian Securities and Investments Commission (ASIC) • Australia
RG 259 — Regulatory Guide 259: Risk management systems of fund operators
This regulatory guide provides specific guidance for Australian financial services (AFS) licensees that are responsible entities or corporate directors (fund operators) on how to comply with their obligation under s912A(1)(h) of the Corporations Act 2001 to maintain adequate risk management systems.
Australian Securities and Investments Commission (ASIC) • Australia
Partner directory
Certified resellers, integrators and advisors to help you implement and manage your GRC program.
1886 Consulting
- Region
- Australia
Tap into our knowledge of wealth.
Governance • Risk Management • Compliance Management • GRC Advisory
19eighty Advisory
- Region
- Australia
Business ownership is the most powerful calling.
3 Lights
- Region
- 4001, Brisbane, Australia
Finance & Professional Services, Healthcare, Technology & Telecommunications Energy & Utilities
ISO27001 • NIST • SMB1001
3Quotes
- Region
- Canada
Your IT Procurement Partner
A1 Hrvatska d.o.o.
- Region
- Croatia
Croatia's leading telecommunications provider offering mobile, internet, TV, and managed security services.
Managed Security Services • Security Operations • Cloud Security
Accenture
- Region
- Australia
De-risk tomorrow by infusing cybersecurity into strategy, resilience, and protection at global scale.
GRC Advisory • Risk Management • Compliance Management • Security Operations
AfterDark Technology
- Region
- Australia
ISO 27001-certified managed IT services provider keeping Australian businesses secure, reliable, and running.
IT Managed Services • Managed Security Services • Essential Eight • ISO 27001
Archer & Round
- Region
- Australia
Cybersecurity that keeps you one step ahead with 24/7 managed SOC, vCISO, and GRC services.
Managed Security Services • Governance • Risk Management • Incident Response
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