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RG 132 — Regulatory Guide 132: Funds management: Compliance and oversight
This regulatory guide outlines compliance and oversight obligations for managed investment schemes, retail and wholesale corporate collective investment vehicles, and other related entities. It helps responsible entities understand their obligations under the Corporations Act and other relevant laws.
Australian Securities & Investments Commission (ASIC) • Australia
CPS 220 — Prudential Standard CPS 220 Risk Management
CPS 220 is a prudential standard issued by the Australian Prudential Regulation Authority (APRA) outlining risk management requirements for regulated entities. It establishes standards for institutions to identify, assess, and manage risks effectively to ensure financial stability and compliance.
Australian Prudential Regulation Authority (APRA) • Australia
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