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RG 78 — Regulatory Guide 78: Breach Reporting by AFS Licensees and Credit Licensees
This guide provides Australian Financial Services (AFS) licensees and credit licensees with instructions on reporting certain legal breaches to ASIC, as required under the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.
Australian Securities and Investments Commission (ASIC) • Australia
RG 205 — Regulatory Guide 205: Credit Licensing: General Conduct Obligations
RG 205 is a regulatory guide issued by ASIC detailing the general conduct obligations for credit licensees, license applicants, and unlicensed carried-over instrument lenders. It helps entities comply with the National Credit Act and outlines specific areas of focus during compliance assessments.
Australian Securities & Investments Commission (ASIC) • Australia
RG 207 — Regulatory Guide 207: Credit licensing: Financial requirements
RG 207 outlines the minimum expectations for Australian credit licensees to comply with the financial resource requirements under the National Consumer Credit Protection Act 2009. It provides guidance on how licensees should demonstrate adequate financial resources to ASIC during license application and annual compliance certification.
Australian Securities & Investments Commission (ASIC) • Australia
RG 210 — Regulatory Guide 210: Compensation and Insurance Arrangements for Credit Licensees
ASIC Regulatory Guide 210 outlines the compensation and insurance arrangements required for credit licensees in Australia. It primarily mandates professional indemnity insurance to ensure financial resources are available for consumer compensation claims.
Australian Securities and Investments Commission (ASIC) • Australia • vMarch 2010
RG 209 — Regulatory Guide 209 Credit licensing: Responsible lending conduct
RG 209 is a regulatory guide issued by the Australian Securities & Investments Commission (ASIC). It outlines responsible lending obligations for credit licensees and applicants under Chapter 3 of the National Consumer Credit Protection Act 2009, providing steps to ensure compliance and reduce risks.
Australian Securities & Investments Commission (ASIC) • Australia • v2019
ISO 14001 — ISO 14001:2026 - Environmental management systems
ISO 14001:2026 is the internationally recognized standard for environmental management systems (EMS). It offers a framework for organizations to improve environmental performance through methods including resource optimization, waste management, and stakeholder engagement.
International Organization for Standardization (ISO) • v2026
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