MarketplaceGRCNCCP Regulations
GRCRegulation

NCCP Regulations

National Consumer Credit Protection Regulations 2010

This regulation provides detailed requirements under the National Consumer Credit Protection Act 2009 to govern the licensing, responsible lending, credit contracts, and compliance monitoring for entities providing credit services in Australia. It aims to ensure transparency and protection for consumers in financial and credit transactions.

Overview

The National Consumer Credit Protection Regulations 2010 establish a framework to regulate credit-related activities in Australia, authorized under the National Consumer Credit Protection Act 2009. It covers licensing procedures for credit entities, exemptions from licensing, rules for responsible lending conduct, compliance obligations, enforcement mechanisms, and specific guidelines on credit contracts, including reverse mortgages and small amount credit contracts. It also includes provisions related to consumer protection such as comparison rates, disclosures, and prohibitions on conflicted remuneration. Additional rules are applied to safeguard borrowers and ensure entities meet prescribed standards, including collaboration with the Australian Financial Complaints Authority (AFCA).

Related in GRC

GRCLaw

ASIC Act — Australian Securities and Investments Commission Act 2001

This Act establishes the legal framework for the operation of the Australian Securities and Investments Commission (ASIC), which is responsible for regulating company, financial services, and consumer protection laws in Australia. It outlines ASIC's powers, functions, and responsibilities while detailing provisions for consumer protection and fair competition in financial services industries.

Australian Government • Australia • vNo. 91, 1 July 2023

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GRCGuideline

RG 132 — Regulatory Guide 132: Funds management: Compliance and oversight

This regulatory guide outlines compliance and oversight obligations for managed investment schemes, retail and wholesale corporate collective investment vehicles, and other related entities. It helps responsible entities understand their obligations under the Corporations Act and other relevant laws.

Australian Securities & Investments Commission (ASIC) • Australia

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GRCGuideline

RG 78 — Regulatory Guide 78: Breach Reporting by AFS Licensees and Credit Licensees

This guide provides Australian Financial Services (AFS) licensees and credit licensees with instructions on reporting certain legal breaches to ASIC, as required under the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.

Australian Securities and Investments Commission (ASIC) • Australia

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GRCGuideline

RG 205 — Regulatory Guide 205: Credit Licensing: General Conduct Obligations

RG 205 is a regulatory guide issued by ASIC detailing the general conduct obligations for credit licensees, license applicants, and unlicensed carried-over instrument lenders. It helps entities comply with the National Credit Act and outlines specific areas of focus during compliance assessments.

Australian Securities & Investments Commission (ASIC) • Australia

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