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RG 1 — Regulatory Guide 1: Applying for and varying an AFS licence
This regulatory guide provides details on the process for applying for and varying an Australian Financial Services (AFS) licence. It outlines ASIC’s approach to assessing applications and the required documentation for submission.
Australian Securities and Investments Commission (ASIC) • Australia
RG 133 — RG 133 Funds Management and Custodial Services: Holding Assets
RG 133 outlines the Australian financial services (AFS) licence obligations for entities involved in managing and holding client assets. It sets minimum standards that apply to responsible entities of registered managed investment schemes, licensed custody providers, MDA providers, and IDPS operators.
Australian Securities and Investments Commission (ASIC) • Australia
Partner directory
Certified resellers, integrators and advisors to help you implement and manage your GRC program.
1886 Consulting
- Region
- Australia
Tap into our knowledge of wealth.
Governance • Risk Management • Compliance Management • GRC Advisory
19eighty Advisory
- Region
- Australia
Business ownership is the most powerful calling.
3 Lights
- Region
- 4001, Brisbane, Australia
Finance & Professional Services, Healthcare, Technology & Telecommunications Energy & Utilities
ISO27001 • NIST • SMB1001
3Quotes
- Region
- Canada
Your IT Procurement Partner
A1 Hrvatska d.o.o.
- Region
- Croatia
Croatia's leading telecommunications provider offering mobile, internet, TV, and managed security services.
Managed Security Services • Security Operations • Cloud Security
Accenture
- Region
- Australia
De-risk tomorrow by infusing cybersecurity into strategy, resilience, and protection at global scale.
GRC Advisory • Risk Management • Compliance Management • Security Operations
AfterDark Technology
- Region
- Australia
ISO 27001-certified managed IT services provider keeping Australian businesses secure, reliable, and running.
IT Managed Services • Managed Security Services • Essential Eight • ISO 27001
Archer & Round
- Region
- Australia
Cybersecurity that keeps you one step ahead with 24/7 managed SOC, vCISO, and GRC services.
Managed Security Services • Governance • Risk Management • Incident Response
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